Compliance Officer

Provide pragmatic and strategic compliance advice to internal stakeholders and customers; coordinate enhanced due diligence assessments; strengthen the compliance framework; deliver AML training; perform quality assurance testing; oversee investigations; develop monitoring solutions; and improve compliance procedures and programs.

Responsibilities

• Represent Compliance toward commercial and operational teams.
• Facilitate communication with Compliance, Regulatory, Legal, and Risk functions.
• Conduct compliance training.
• Provide compliance advice to internal stakeholders and customers.
• Perform and coordinate enhanced due diligence risk assessments.
• Strengthen and scale the compliance framework.
• Leverage data and technology to improve compliance processes.
• Deliver AML training to commercial teams.
• Execute second-line quality assurance testing.
• Oversee and evaluate investigations and thematic reviews.
• Create data-driven monitoring approaches.
• Contribute to the compliance program.
• Plan and execute the annual compliance monitoring program.
• Develop monitoring methodology for first-line business processes.
• Advise the business on compliance procedure enhancements.

Requirements

• 4+ years of experience in a second-line compliance function at a payment service provider, fintech, or financial institution.
• Knowledge of regulatory and licensing regimes for payment and e-money institutions.
• Understanding of AML/CFT risks.
• Ability to deconstruct complex compliance challenges.
• Attention to detail.
• Ability to draft and monitor business processes, procedures, and policies.
• Risk identification and remediation planning.
• Written and verbal communication skills.
• Project management skills.
• Ability to manage multiple complex initiatives.
• Native Mandarin speaker.
• Business-fluent English.