Compliance Officer

Summary of Duties:

Perform quality work within deadlines with or without direct supervision. Interact professionally with other team members, customers, and suppliers. Work effectively as a team contributor on all assignments. Work independently while understanding the necessity for communicating and coordinating work efforts with other team members and organizations. Maintain strict privileged, proprietary, guest, and employer confidentiality during and beyond the term of my employment. Adhere to all work rules, policies & procedures, and safety standards.

Position Purpose:

To ensure that the Casino operates within all applicable laws, regulations, policies, and procedures. Act as the designated BSA compliance officer.

Knowledge, Skills, and Abilities:

• Assemble and maintain an accurate and current library of Federal, State, and Tribal regulatory requirements for Indian Gaming.
• Serve as a gaming operation liaison for compliance audits and official visits from regulatory agencies.
• Formulate and execute audit work plans, including scope, techniques, and timelines within the constraints of the audit.
• Performs periodical audits and follow-up audits of all gaming areas of the casino operations.
• Fulfill day-to-day operations of compliance, to include timely review of MTLs and detailed transaction reports.
• Review and submit CTRs and SARs in accordance with FinCEN standards. Act as the main point of contact for all Casino team members regarding Compliance and Title 31 requirements and concerns.
• Collects and analyzes data to detect deficient controls, duplicated effort, extravagance, fraud, or non-compliance with gaming regulations, laws, internal controls, or policies. Review, recommend, and execute changes to internal control policies and procedures.
• Conduct compliance/Title 31 training for gaming operations employees.
• Assist in general audit functions as needed.
• Maintain accurate policies, procedures, and organized files.
• Perform other duties as assigned.